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Bank Secrecy Act – Elder Financial Exploitation Workshop

September 25 @ 1:00 pm - 8:00 pm EDT

Speakers

Greg Gonzales Commissioner, Tennessee Department of Financial Institutions

Elder Financial Exploitation Task Force

Greg Gonzales is the 18th commissioner of the Tennessee Department of Financial Institutions, who began serving in this role in 2005, and was reappointed by Governor Bill Lee. He has served in the department since 1986. In this position, Gonzales serves as Tennessee’s chief regulatory officer of all state-chartered depository and licensed non-depository financial institutions. Additionally, he has served as assistant commissioner and general counsel for the department.


Daryl Greenburg Inspector

Mail Fraud & Scams

Inspector Daryl Greenberg is a graduate of the Citadel, the Military College of South Carolina. He has been with the United States Postal Inspection Service for 15 years currently domiciled in Atlanta, Georgia. Inspector Greenberg has worked assignments in Mail Theft, Mail Fraud, Violent Crimes, External Crimes, and Revenue Investigations. Inspector Greenberg was detailed to the Career Development Unit (CDU) as a Supplemental Instructor, the Camp Hill, AL Homicide Taskforce, the Henning, TN Double Murder Taskforce, and the Montgomery, AL Active Shooter Investigation. Inspector Greenberg was assigned to the JOLT Taskforce at the US Embassy Kingston, Jamaica for two years. While in Jamaica, Inspector Greenberg was granted Attaché status, the first USPIS Attaché anywhere in the world.


Ceedra Allen Compliance Officer

Bank Secrecy Act – Anti Money Laundering Update

Ceedra began her career in the financial services industry in 2011. She has held several roles, such as QA Analyst in mortgage banking, KYC Client Onboarding Analyst in commercial banking, and as a BSA Compliance Officer in business banking. In her most recent role prior to joining PolicyWorks, Ceedra conducted risk assessments on all functions of the Bank Secrecy Act and OFAC; ACH and Wire Transactions; Mortgage Flood Policies and Elderly Abuse cases.


Joni Lovingood Corporate P&C Sales Specialist at CUNA Mutual Group

Employee Fraud & Dishonesty

In her role she assists credit unions in identifying areas of risk in their operations and recommends appropriate coverage limits based on their individual risk as well as peer data. Joni joined CUNA Mutual Group in 1997 as a loss prevention specialist and was promoted to risk management specialist 1998. She became a senior risk management specialist in 2001 and was promoted to risk manager-product expert in 2008. In 2013, Joni accepted the Corporate Property & Casualty Sales Specialist role. Prior to joining CUNA Mutual Group, she was a senior auditor for American Share Insurance, a private insurer for state chartered credit unions. Joni is a graduate of Duquesne University with a bachelor’s degree in accounting. She also holds the Certified Risk Manager (CRM) and Certified Fraud Examiner (CFE) designations.


Kimberly Bohannon, CUCE, BSACS Chief Innovation Officer, TCUL

Elder Financial Exploitation Tools & Techniques for Investigation

As Chief Innovation Officer (CINO), Kim is responsible for the development and delivery of association services in the areas of compliance, education, and communications. Kim is a certified Credit Union Compliance Expert, Bank Secrecy Act Compliance Specialist, and a member of the International Association of Financial Crimes Investigators. Kim joined the league in 2019. She was previously the Vice President of Compliance and Risk Management with Knoxville TVA Employees Credit Union and has worked with the North Carolina Credit Union League and Navy Federal Credit Union.


Educational Investment

  • Registration: $449 per person
  • CUs with assets less than $5 million: free. (Free registration is limited to league-affiliated credit union personnel and their directors.)


Who is this Workshop For?

  • Bank Secrecy Act Officers
  • Money Laundering staff
  • Audit Managers and Auditors
  • Compliance Officers
  • Compliance Specialists
  • Risk Management Officers
  • Managers
  • Front line staff
  • Fraud Managers and staff
  • Financial Crimes Investigators
  • Security Officers and staff
  • Staff responsible for Bank Secrecy Act training

You can use documentation from this program to meet your annual BSA training requirements from NCUA.

You can also earn 6 credit hours toward your CUNA BSA and Compliance certifications.

 


 

Agenda

8:30-9:00 a.m. Registration
12:00 p.m. – 1:00 p.m. Lunch (will be provided)
9: 00 a.m.  – 4:00 p.m.

  • Bank Secrecy Act and OFAC Overview and Money Laundering Trends
  • Financial Exploitation of Elderly and Vulnerable Adults – Tools for investigating, reporting, and training staff
  • BSA Officer Panel – Hear from your peers in the industry and on their challenges and techniques
  • Law enforcement fraud investigations

Every credit union is required to have some form of annual training in Bank Secrecy Act requirements. This program is designed for both new and experienced staff and will meet those requirements. You will receive a refresher course in Bank Secrecy Act – Anti Money Laundering requirements, obtain tips for training, learn the trends in money laundering, explore techniques for combatting elder financial exploitation in your community, and hear from experts in the field on money laundering.

Don’t miss this opportunity to receive training required by the NCUA and Tennessee Department of Financial Institutions. 

 

Location

Chattanooga Marriott Downtown
Two Carter Plaza
Chattanooga, TN 37402
423-756-0002

(Ask for Tennessee Credit Union League block)

Hotel Room Registration (reservation link)

Check-In: 4:00 p.m.
Check Out: 11:00 a.m.

Attire

Business casual. Be sure to bring a sweater, as personal comfort levels vary.

Questions or Special Needs

Contact Kim Bohannon at kbohannon@yourleague.org or 423-899-2425, extension 1208

Cancellation

Refunds will be issued until 10 days prior to the conference, less a $75 administration fee per person. Substitutions accepted anytime. All cancellations and substitutions must be submitted in writing.

 

You can use documentation from this program to meet your annual BSA training requirements from NCUA.

You can also earn 6 credit hours toward your CUNA BSA and Compliance certifications.


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Details

Date:
September 25
Time:
1:00 pm - 8:00 pm
Event Category:
Event Tags:
, , ,

Organizer

Kim Bohannon

Venue

Chattanooga Marriott Downtown
2 Carter Plaza
Chattanooga, TN 37402 United States
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